Title: Comptroller - Senior Counsel Job Responsibilities: The Comptroller - Senior Counsel position involves performing advanced attorney work, including legal research, analysis, and writing on a variety of complex legal subjects. Responsibilities include planning and overseeing legal activities, interpreting...
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Position Summary: The read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance and Ethics Officer Duties: Performs highly advanced (senior-level) work providing regulatory compliance and ethics oversight. Work involves overseeing the investment compliance program and processes, including compliance with various laws, regulations, and policies; overseeing compliance with trading, ethics, and other investment-related policies and/or procedures; and preparing and presenting reports to various bodies on investment compliance issues. Work u... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Audit and Marketing Attorney (Attorney III) performs highly responsible and complex attorney duties in the Legal Division of the read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
and Marketing Attorney ( Attorney III) Candidate will perform highly responsible and complex attorney duties in the Legal Division of the Commission, reporting to the division's director. Work involves preparing cases dealing with violations of the Commission's statutory and regulatory provisions dealing with audit and marketing practices and all work associated with the prosecution trial of the cases. Also involves interpreting laws, regulations, and rules; preparing... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Counsel Duties: Participates in overseeing the Investment Management Division’s (IMD) compliance with global legal & compliance regimes related: 1) private markets fund and principal investment... activities; and, 2) trading activities in public markets, exchange-traded and over-the-counter (OTC)... derivatives, and other instruments. Participates in overseeing IMD’s compliance with the Board of Trustees-adopted investments-related policies, including the Investment Pol... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here