Corporate - Securities and Capital Markets Attorney in Chicago, IL

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In-House

Chicago, IL

Corporate - Securities and Capital Markets Attorney in Chicago, IL

Attorney

8-10 yrs required

No

Job Title: Assistant General Counsel, Director
Experience: Minimum of 8-10 years as a practicing attorney
Location: Chicago, IL; Lenexa, KS; New York, NY

Position Summary:

- Provide legal support to Cboe's . options and equities exchanges regulated by the SEC
- Manage regulatory filings and work closely with business and regulatory staff
- Provide legal guidance and advice on issues related to market data and access services and options business lines
- Advise the business team overseeing . options and equities business lines as needed

Duties and Responsibilities:

- Review and draft rules and rule filings to the SEC
- Advise and provide legal support on regulatory matters
- Prepare comment letters, act as liaison between business and SEC, and respond to inquiries from SEC staff
- Research complex legal issues and provide analysis and recommendations
- Manage rule changes through internal and external regulators' review and approval processes
- Work with foreign legal counsel to obtain guidance for managing and promoting venues in foreign jurisdictions
- Provide legal counsel for regulatory exams, inspections, and other matters
- Handle general legal matters and assist with various legal projects

Qualifications:

- Bachelor's Degree and Juris Doctorate from an accredited institution
- Member of applicable state bar
- Minimum of 8-10 years of experience as a practicing attorney, preferably at a . securities exchange, the SEC, or a . broker-dealer, with a specialty related to securities exchange regulations or other securities regulatory matters

Knowledge, Skills, and Abilities:

- Strong communication skills, both oral and written
- Experience in drafting exchange rule filings and addressing exchange registration and regulatory matters preferred
- Detail-oriented with the ability to articulate complex concepts and provide analysis for regulatory filings and other written communications
- Able to work independently and in a team environment
- Politically aware and able to develop business-led solutions while managing risk
- Highly motivated and strategic with excellent analytical abilities

Why Join Cboe?

- Work in a dynamic environment where each team member is empowered to make an impact
- Prioritize professional growth and diversity, encouraging employees to challenge the status quo and pursue ideas
- Commitment to providing resources, mentorship, and opportunities for career advancement in financial design

Benefits and Perks:

- Competitive salary and incentive compensation packages
- Generous paid time off and flexible, hybrid work environment
- Health, dental, and vision benefits, including access to telemedicine and mental health services
- 401(k) match, discounted Employee Stock Purchase Plan, and tax savings accounts
- Employee referral bonus program and volunteer opportunities
- Complimentary lunch, snacks, and coffee in any Cboe office
- Paid tuition assistance, charitable giving match, and parental leave/fertility benefits
- On-site gyms and discounts to other fitness centers

About **Members Only**:

- Inclusive and diverse culture, investing in leadership programs and career development initiatives
- Engaged and passionate team connecting markets across borders and embracing growth
- Equal employment opportunity and celebration of employee differences

Salary Information:

- National new hire base pay range for this job in the United States is $182,750-$225,750
- Range may be higher for certain areas based on geographic differentials
- Individual pay determined by factors such as location, skills, experience, and education/training
- Total rewards program includes annual variable pay and benefits such as healthcare, 401(k) match, life and disability insurance, and tuition assistance
- Your recruiter will provide more details about the total compensation package during the hiring process.

May 27, 2025
Apr 09, 2025
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