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Carrot Peelers, Sales, Personality and Your Job Search
In-House
Attorney
Insurance
Litigation - Insurance
Min 7 yrs required
Compliance Officer, Insurance, Broker & TPA Regulatory The candidate will ensure company operations at firm's are in compliance with state regulatory requirements associated with broker and TPA related activity. Will create and distribute, relevant corporate and operational policies. Creating, filing, and ensuring that all required corporate filings related to normal insurance broker or TPA operations are completed in a timely fashion with state DOIs (where required). Monitor and implement any regulatory changes that may affect the company. Ensure affected operations areas are in compliance with new requirements. Review and approve advertising and marketing collateral in compliance with state and federal guidelines. Respond to complaints and litigation, including department of insurance complaints. Serve as the corporate contact for all matters related to insurance regulations. Responsible for the creation and oversight of the issues log. Serve as a liaison between state insurance regulators and the company. Respond to all requests and respond to the draft and final reports. Ensure any deficiencies in the operations areas are corrected. Special projects and other duties as requested.
Qualification and Experience
The candidate should have Bachelor’s degree.A Juris Doctorate or Master’s degree preferred. Must have 7+ years of regulatory and operations compliance experience in the group and individual insurance markets, broker and TPAs. Must have demonstrated track record developing effective compliance programs, including policies, training, oversight, monitoring and auditing. Must have experience with state departments of insurance. Should be an experienced compliance professional capable of autonomously performing a wide range compliance functions. Computer literacy and proficiency (EDGAR, RRD Active Disclosure, MS Word, Excel, Outlook, PowerPoint, Adobe, Westlaw/PLC and CSC Compliance Manager) is required.
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