Job Details

Municipal Sales And Trading Lawyer

Company name

UBS

Organization Type

In-House

Job Type

Attorney

Years of Experience

Min 5 yrs required

Location

Weehawken, NJ

Date Last Verified

Feb 16,2018

Posted on

Feb 15,2018
Practice Area
Finance >> Finance - General
Apply for this job
 
Your Email:
Upload Resume:

 
3 hits

Profile

Municipal Sales and Trading Lawyer The candidate will work extensively with the municipal sales and trading business group, counseling them on sales and trade related issues; provide legal advice to the municipal sales and trading business group on MSRB, FINRA, SEC and other applicable rules and regulations that impact their business; work directly with business, legal and control function management; respond to ad hoc requests from internal and external sources, and work on other special projects involving the municipal securities business, as well as other capital markets businesses. Should have a JD degree with current admission to the Bar. Must have 5+ years of experience in providing legal coverage of sales and trading businesses, with particular focus of municipal securities sales and trading. Should have strong knowledge of and expertise In MSRB, SEC and other related regulations. Must have experience working with or in the financial services sector and working with broker-dealer compliance departments.

Additional info

Job Reference # 166531BR

Company info

Hiring Coordinator
UBS
1000 Harbor Boulevard
Weehawken, NJ 07086

Similar Jobs:

Municipal Securities Compliance Officer The candidate will provide advisory compliance support for the Municipal Securities Division, including both Sales & Trading and the Public Finance business. Will be expected to provide adv...
Senior Counsel, Privacy and Data Protection The candidate will work as part of a cross-functional global team of privacy and data protection professionals dedicated to ensuring compliance while continuing to enable business solut...
Corporate Counsel The candidate will provide solutions to moderately to highly complex legal and compliance problems facing financial institutions. Will provide compliance input and guidance for design and maintenance of various ...