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Municipal Sales and Trading Lawyer The candidate will work extensively with the municipal sales and trading business group, counseling them on sales and trade related issues; provide legal advice to the municipal sales and trading business group on MSRB, FINRA, SEC and other applicable rules and regulations that impact their business; work directly with business, legal and control function management; respond to ad hoc requests from internal and external sources, and work on other special projects involving the municipal securities business, as well as other capital markets businesses. Should have a JD degree with current admission to the Bar. Must have 5+ years of experience in providing legal coverage of sales and trading businesses, with particular focus of municipal securities sales and trading. Should have strong knowledge of and expertise In MSRB, SEC and other related regulations. Must have experience working with or in the financial services sector and working with broker-dealer compliance departments.
Job Reference # 166531BR
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