Support PDF,DOC,DOCX,TXT,XLS,WPD,HTM,HTML fils up to 5MB
Years of Experience
Corporate Paralegal The candidate will prepare and review filings with the Securities and Exchange Commission for mutual funds, private funds, investment advisers and broker-dealers including Form N-1A, N-2, Form N-14, Proxy Statements, Form ADV, Form BD, Form D and Schedule 13Gs/13Ds. Will draft and maintain corporate legal and governance documents. Conduct research related to filings and business transactions through both print and electronic sources. Assist attorneys with filings, opinions and business transactions. Review and organize due diligence materials. Draft closing documents and correspondence. Prepare closing sets and post-closing documentation. Analyze and organize client records. Work with corporate vendors to attend to the filing of governmental and agency filings for fund and adviser clients. Interact with clients and other counsel during business transactions. Work effectively with project assistants and other support personnel for completion of client closing document sets. A Bachelor's degree is required and an ABA-approved paralegal certificate is preferred. Should have 3+ years of experience in Corporate or securities experience. Experience in investment services or mutual fund compliance is a plus. Working knowledge of securities laws and regulations (1940 Act, Advisers Act, 1933 Act, 1934 Act, CFTC) is needed. Private fund or registered mutual fund experience is a plus. Excellent written and verbal communication skill is needed.
Job Order #4911
Company infoPhillip Prodehl