Job Details

Investment Offering Document Review Analyst

Company name

Prudential Financial, Inc

Organization Type


Job Type

Legal Staff

Years of Experience

Min 1 yrs required


Newark, NJ

Date Last Verified

Mar 20,2018

Posted on

Mar 12,2018
Practice Area
Corporate >> Corporate - Investment Company Act
  Employer Sponsored Job (Free to apply to)
15 hits


Investment Offering Document Review Analyst The candidate will assist with process and control development and implementation, and will apply technology to streamline workflows to deliver accurate information efficiently, thereby adding to the overall strong integrity of business. Job Responsibilities Include: Review offering documents for trades in the primary and secondary markets. Interpret offering documents and other relevant security information for the appropriate ERISA analysis of securities. Perform various pre-trade checks regarding affiliate involvement and regulatory guidelines; provide approvals for trading, as appropriate, within tight timeframes. Perform post-trade checks to review final prospectus for changes; escalate potential issues prior to settlement date. Review and approve language related to commercial paper programs and purchases. Maximize the use of technology to ensure an efficient and auditable workstream. Keep abreast of regulatory changes; analyze potential process and technology changes resulting from regulatory changes. Perform ad-hoc analysis for portfolio managers, as requested. Participate in large-scale projects as determined by the Management team. Exposure to all investment products within PGIM Fixed Income. Daily interaction and collaboration with other business groups, globally, including Portfolio Management, Legal, Compliance, Client Services, and Data Integrity. Develop a foundation of skills and knowledge for future advancement within PGIM Fixed Income.

Qualification and Experience

The candidate should have Bachelor’s degree or higher-level qualification. Demonstrated record of academic achievement is required. Paralegal experience in asset management or Paralegal certificate preferred. should have experience working within the asset management industry, with knowledge of investment products and policies; keen interest in financial markets and investment management. Must have data integrity experience and operational controls mindset. Should have sound problem solving abilities and a critical eye for detail. Must have ability to interpret offering documents and other relevant security information for the appropriate ERISA analysis of securities. Should have strong ability to prioritize and organize tasks and perform under pressure to meet tight deadlines. Must have excellent communication skills in writing and in speech; ability to convey complex ideas in simple and clear language.

Additional info


Company info

Hiring Coordinator
Prudential Financial, Inc
751 Broad Street
Newark, NJ 07102

Similar Jobs:

Legal, PWM -Analyst, Associate The candidate will assist attorneys on the Private Wealth Management (PWM) legal team, with a principal focus on supporting PWM’s private lending attorneys. Will help prepare loan documents, revie...
Paralegal - Investment Disclosures, Mutual Funds & ETFs Responsibilities: Partner with attorneys and other legal staff to prepare SEC filings and other materials in connection with the requirements of the Securities Acts of 1933 ...
Commercial Loan Specialist II The candidate will be responsible for managing and administering a portfolio of loans from origination through to settlement and funding in accordance with Bank policies, procedures, and regulatory r...