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Years of Experience
Date Last Verified
Associate Counsel The candidate manages the firmâ€™s legal, regulatory and corporate governance matters, and is responsible for the design and implementation of its global compliance program and internal audit and enterprise risk management structures. Assist the teams responsible for alternative strategies to review, analyze and complete investment and transactions. Define, monitor and report on investment risks across client portfolios. Serve as a liaison with internal and outside counsel on drafting and reviewing a variety of matters such as offering documents, investment management agreements, partnership agreements, ISDAs, formation documents and vendor agreements. Researching and advising on contractual, securities law, regulatory, trading and portfolio management issues. Assisting the Legal and Compliance teams on a variety of Investment Advisers Act, client-onboarding, and/or other legal work, both regulatory and client-driven. Develop, implement and maintain compliance policies and procedures. Coordinate and manage large regulatory projects, coordinating with teams across the firm.
Qualification and Experience
A Juris Doctorate with a record of strong academic and professional achievement is desired. Experience at a major law firm or in the legal department of a leading investment management or financial services organization is preferred. Experience with U.S. federal securities laws (preferable the Investment Advisers Act and/or the Investment Company Act) and general U.S. corporate law is desired. Must have ability and desire to develop expertise in new or unfamiliar areas of law. Exceptional analytical, written and oral communication skills are needed.
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