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Securities Attorney

Full-time 23 views

Law Firm

Buffalo, NY, United States

Securities Attorney

Attorney

Min 4 yrs required

Full-time

No

Description: The Corporate Practice Group of Harris Beach PLLC seeks a securities attorney. The ideal candidate will have meaningful experience advising both public and private company clients on securities law matters. We are flexible to the office location and hybrid or remote working arrangements. Lateral opportunities at the partner level can also be discussed. Competitive compensation package and signing bonus available.

Responsibilities:

Advise clients on legal issues related to private capital raising activities
Draft and review our clients’ ’33 Act and ’34 Act filings
Advise on SEC rules and regulations, stock exchange rules, Sarbanes-Oxley/Dodd-Frank/JOBS Act compliance, and related corporate governance and regulatory matters
Assist with securities related structuring, negotiating and other aspects of public and private transactions

Albany, NY, USA ? Buffalo, NY, USA ? Ithaca, NY, USA ? New York, NY, USA ? Pittsford, NY 14534, USA ? Uniondale, NY, USA ? White Plains, NY, USA Req #245

Founded in 1856, Harris Beach and its subsidiaries provide a full range of legal and professional services for clients across New York state, as well as nationally and internationally. Harris Beach is among the country’s top law firms as ranked by The National Law Journal. Clients include Fortune 100 corporations, privately-held companies, emerging businesses, public sector entities, not-for-profit organizations and individuals. Principal industries Harris Beach represents include education, energy, financial, food and beverage, health care, insurance, manufacturing, medical and life sciences, real estate developers, and state and local governments and authorities. The firm’s more than 200 lawyers practice among offices throughout New York state in Albany, Buffalo, Ithaca, New York City, Rochester, Saratoga Springs, Syracuse, Uniondale, Washington, . and White Plains, as well as in New Haven, Connecticut and Newark, New Jersey.

Location: Open to any HB office or 100% remote within the .


Harris Beach is committed to an inclusive environment and we welcome applications from diverse candidates.
Harris Beach PLLC is an Equal Opportunity Employer.

Qualification and Experience Minimum 4+ years’ securities experience Admission to NYS bar (or ability to waive in) required Exceptionally strong writing and verbal communication skills are required Demonstrated high level organizational skills for prioritizing workload Must be able to manage competing priorities and maintain high standards of performance Exhibits conscientiousness, dedication, self-discipline, and a sense of responsibility Must have a professional, cooperative, positive and flexible attitude Ability to work with diverse personalities within various levels of the organization Military experience welcome

Legal

Apr 24, 2024
Jan 10, 2024
Feb 24, 2023

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Law Firm

Attorney

Min 4 yrs required

Full-time

Legal

Jan 10, 2024

Apr 24, 2024

Jan 10, 2024

Profile

Description: The Corporate Practice Group of Harris Beach PLLC seeks a securities attorney. The ideal candidate will have meaningful experience advising both public and private company clients on securities law matters. We are flexible to the office location and hybrid or remote working arrangements. Lateral opportunities at the partner level can also be discussed. Competitive compensation package and signing bonus available.

Responsibilities:

Advise clients on legal issues related to private capital raising activities
Draft and review our clients’ ’33 Act and ’34 Act filings
Advise on SEC rules and regulations, stock exchange rules, Sarbanes-Oxley/Dodd-Frank/JOBS Act compliance, and related corporate governance and regulatory matters
Assist with securities related structuring, negotiating and other aspects of public and private transactions



Qualification and Experience

Minimum 4+ years’ securities experience Admission to NYS bar (or ability to waive in) required Exceptionally strong writing and verbal communication skills are required Demonstrated high level organizational skills for prioritizing workload Must be able to manage competing priorities and maintain high standards of performance Exhibits conscientiousness, dedication, self-discipline, and a sense of responsibility Must have a professional, cooperative, positive and flexible attitude Ability to work with diverse personalities within various levels of the organization Military experience welcome

Additional info

Albany, NY, USA ? Buffalo, NY, USA ? Ithaca, NY, USA ? New York, NY, USA ? Pittsford, NY 14534, USA ? Uniondale, NY, USA ? White Plains, NY, USA Req #245

Founded in 1856, Harris Beach and its subsidiaries provide a full range of legal and professional services for clients across New York state, as well as nationally and internationally. Harris Beach is among the country’s top law firms as ranked by The National Law Journal. Clients include Fortune 100 corporations, privately-held companies, emerging businesses, public sector entities, not-for-profit organizations and individuals. Principal industries Harris Beach represents include education, energy, financial, food and beverage, health care, insurance, manufacturing, medical and life sciences, real estate developers, and state and local governments and authorities. The firm’s more than 200 lawyers practice among offices throughout New York state in Albany, Buffalo, Ithaca, New York City, Rochester, Saratoga Springs, Syracuse, Uniondale, Washington, . and White Plains, as well as in New Haven, Connecticut and Newark, New Jersey.

Location: Open to any HB office or 100% remote within the .


Harris Beach is committed to an inclusive environment and we welcome applications from diverse candidates.
Harris Beach PLLC is an Equal Opportunity Employer.

Company info
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