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Years of Experience
Date Last Verified
ProfileRegulatory/Compliance Counsel The candidate will be enabling firm’s business goals by serving as one of firm’s primary regulatory and compliance attorneys. Will be advising on a wide range of federal and state regulatory issues. Providing proactive legal advice related to US and non-US financial regulatory licensing regimes, financial crimes, export controls, and emerging fintech regulation. Counseling firm’s business and product teams on the application of state and federal laws and regulations to new products and features. Representing firm’s interests and interfacing directly with regulatory agencies and law enforcement authorities. Assisting our Public Policy team respond to relevant legislative and regulatory proposals. Leading and participating in internal and external reviews, audits and investigations. Working on projects in other legal disciplines, including areas involving unfamiliar (yet challenging and novel) subject matter and topics.
Qualification and Experience
The candidate should have 5+ years of experience dealing with state, federal, and/or international regulatory frameworks; knowledge of, or interest in financial services laws and regulations, including state, federal, and/or international licensing, AML, sanctions, anti-bribery, state money transmission or escrow laws and network card rules. Must have experience working in-house at a federal or state regulatory agency and e experience with GDPR, Privacy, InfoSec, FCPA, and/or Ethics. Should have litigation experience
Upwork Global Inc.
441 Logue Ave
Mountain View, CA 94043