Job Details

Senior Counsel, Vice President

Company name

The Segal Group, Inc.

Organization Type


Job Type


Date Last Verified

Aug 03, 2020

Valid Through

Nov 16, 2020

Posted on

Apr 13, 2020

Years of Experience

Min 8 yrs required


New York City, NY, United States

Employment Type



Practice Area
Corporate >> Corporate - Private Equity
Finance >> Finance - Banking
Real Estate >> Real Estate
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Senior Counsel, Vice President
The candidate will work as a Senior Counsel and duties include : Analyzing and providing strategic practical advice and counsel with respect to business, compliance and legal risks affecting Segal Marco Advisors’ business as an SEC-registered investment advisor and Segal’s overall business as a professional services firm; Reviewing, drafting and negotiating complex agreements, including investment manager agreements (mutual fund, private equity, real estate and hedge fund manager agreements) and related documents (private placement memorandums, subscription documents, side letters) client agreements, non-disclosure agreements, and vendor agreements. Assuming a key role with respect to the firm’s regulatory compliance function, including Form ADV preparation and other regulatory filings and related disclosure matters; reviewing (and revising, as needed) existing compliance policies and procedures; drafting new policies and procedures as applicable, overseeing testing and documentation of the firm’s compliance program, training staff on compliance /regulatory matters, conducting audits. Ensuring compliance with applicable laws, regulations and professional standards of care. Providing support to respond to Department of Labor, SEC and other regulatory matters. Coordinating with and managing outside counsel. Bringing industry best practices to Segal. Must have Juris Doctorate from an accredited law school and Admittance to a State Bar. Should have 8+ years of relevant experience. Shoud have extensive knowledge of the Investment Advisors Act of 1940 and other securities laws and regulations. Must have knowledge of fund structures including hedge funds, private equity and real estate. Knowledge of Erisa , strongly preferred.

Additional info

Ref : (NAT00000045).

Company info

Hiring Coordinator
The Segal Group, Inc.
1 Park Avenue
New York City, NY 10016

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