Job Details

Legal Staff Paralegal in Beverly Hills, CA

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Company name

Advanced Regulatory Compliance, Inc.

Organization Type

In-House

Job Type

Legal Staff

Practice Area

Corporate - Securities and Capital Markets

Years of Experience

1-2 yrs required

Location

USA Beverly Hills, CA

Posted on

Mar 12,2018

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Profile

Paralegal/Legal Assistant The candidate duties will include: On-the-job training; Heavy client contact, legal research and document drafting; Leading Investment Advisers and their representatives through the SEC and/or state registration process; Completing required regulatory annual filings; Creating and/or revising Investment Adviser disclosure documents, advisory agreements, and compliance documents; Reviewing marketing materials for compliance with applicable regulations; Reviewing and/or drafting employment agreements; Formation of legal entities; Travel during portions of the year. Should preferably have 1-2 years’ experience in the securities industry. Must have Bachelor’s Degree (English Major or Business Major, a plus) and/or Paralegal Certificate from an ABA Certified program. Expertise in the Microsoft Office Suite is needed.

Additional info

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Company info

Hiring Coordinator
Advanced Regulatory Compliance, Inc.
415 N. Camden Drive
Ste. 223
Beverly Hills, CA 90210