Job Details

Legal Staff Paralegal in Beverly Hills, CA

This job is expired...

Company name

Advanced Regulatory Compliance, Inc.

Organization Type


Job Type

Legal Staff

Practice Area

Corporate - Securities and Capital Markets

Years of Experience

1-2 yrs required


USA Beverly Hills, CA

Posted on

Mar 12,2018

24 hits


Paralegal/Legal Assistant The candidate duties will include: On-the-job training; Heavy client contact, legal research and document drafting; Leading Investment Advisers and their representatives through the SEC and/or state registration process; Completing required regulatory annual filings; Creating and/or revising Investment Adviser disclosure documents, advisory agreements, and compliance documents; Reviewing marketing materials for compliance with applicable regulations; Reviewing and/or drafting employment agreements; Formation of legal entities; Travel during portions of the year. Should preferably have 1-2 years’ experience in the securities industry. Must have Bachelor’s Degree (English Major or Business Major, a plus) and/or Paralegal Certificate from an ABA Certified program. Expertise in the Microsoft Office Suite is needed.

Additional info

Send Cover letter.

Company info

Hiring Coordinator
Advanced Regulatory Compliance, Inc.
415 N. Camden Drive
Ste. 223
Beverly Hills, CA 90210