Job Details

Mid level ParalegalLegal Assistant

Company name

Law Firm Staff

Organization Type

Law Firm

Job Type

Legal Staff

Posted on

Jun 13,2018


Beverly Hills, CA
  Employer Sponsored Job (Free to apply to)
3 hits


Law Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have the best law firm staff positions, but we also have the most. Mid level Paralegal/Legal Assistant The candidate will have on-the-job training; Heavy client contact, legal research and document drafting; Leading RIAs and their representatives through the SEC and/or state registration process. Will work on completing required regulatory annual filings; creating and/or revising RIA disclosure documents, advisory agreements, and compliance documents. Reviewing marketing materials. Reviewing and/or drafting employment agreements. Formation of legal entities. Travel during portions of the year. 1-2 years experience in the securities industry is preferred. Bachelor s Degree (English Major or Business Major, a plus) and/or Paralegal Certificate from an ABA Certified program is essential. Working knowledge of Investment Advisor's Act, 1940 Act (Investment Company Act), other securities regulations and/or FINRA Rules is helpful. Expertise in the Microsoft Office Suite is essential. Excellent communication, organizational and interpersonal skill is essential.

Company info

Law Firm Staff

Similar Jobs:

Investigator - Legal Assistant The candidate requires interacting with attorneys to understand a case, and then finding and interviewing witnesses to get helpful, written statements employment law firm. Must have superior writing...
Legal Assistant / Case Manager Responsibilities: Case management: frequent client contact, gathering and analyzing records, tracking case progress, documenting case development and updating attorney. Communicating with clients, d...
Corporate Paralegal The candidate will assist with company formations and venture capital financings of private companies and will provide support in mergers and acquisitions, limited and general partnerships, IPO’s and ot...