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Years of Experience
Date Last Verified
Senior Counsel The candidate will perform moderately complex to complex legal services for one or more departments. Will be responsible for the operation of a certain legal team and may participate in committees or advise on business decisions. Provides ongoing advice to business partners on the development and regulation of annuity and variable insurance products with regard to federal and state securities and insurance laws, including market conduct, sales practice, compliance and regulatory matters. Prepares and assists with preparation, including oversight of filings, of registration statements of variable annuities, variable insurance, and related products. Drafts and negotiates contracts between the insurance companies and their service providers. Advises on changes in laws and regulations affecting variable and fixed annuities and variable life insurance and works with business partners to implement any necessary changes. Advises about issues pertaining to the sales practices, market conduct, and other compliance issues relating to variable and fixed annuities and variable life insurance. Advises as to legal risks involving the Company. Provides periodic assistance with projects involving the Company’s affiliated record keeper and the pension business. Provides periodic assistance with legal reviews of variable products and fixed annuity marketing pieces. Other duties as assigned based on divisional needs. Conforms with and abides by all regulations, policies, work procedures, instruction, and all safety rules. Exhibits regular, reliable, punctual and predictable attendance.
Qualification and Experience
The candidate should have JD Degree. Must have State Bar admission. Must have 8-11 years of experience. Should preferably have 5+ years of experience working directly with variable products Title and salary are commensurate with experience. Securities law experience required. Some insurance law experience required. Tax law experience a plus. Retirement product experience a plus.
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