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Carrot Peelers, Sales, Personality and Your Job Search
In-House
Legal Staff
Corporate - Securities and Capital Markets
Min 5 yrs required
Senior Paralegal – Corporate And Securities Law The candidate will provide support regarding corporate governance and securities and corporate law matters. Preparing and filing stock transactional reports on Forms 3, 4, and 5. Obtaining SEC filing codes for new directors and executive officers. Tracking beneficial ownership of directors and executive officers. Assisting with the tracking and review of related party transactions and director independence determinations. Assisting in all aspects of administration of insider trading program. Coordinating with brokers and plan administrators regarding stock transactions of insiders. Overseeing relationship with transfer agent. Coordinating communications internally and with vendors regarding quarterly dividend payments. Managing annual meeting process, including coordinating with vendors regarding distribution of proxy statement and voting tabulation. Preparing and filing NYSE required documents and notifications. Drafting intercompany agreements. Maintaining a repository of intercompany agreements. Drafting resolutions, agreements and other documents to support various corporate activities. Assisting in due diligence reviews. Managing various corporate law projects, including closings. Liaising with partners across business entities. Liaising with local and foreign counsel. Recommending, developing and implementing actions to improve process quality. Additional duties as assigned. Bachelor’s degree is required. Should have 5+ years of paralegal experience with a financial emphasis.
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