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Years of Experience
ProfileMunicipal Syndicate Specialist
Qualification and Experience
Qualifications: Bachelor’s degree. 2+ years’ in contract management, paralegal, compliance or public finance. Series 52 or Series 7. Paralegal experience and background helpful. Proficient in Microsoft Excel, Word, PowerPoint, Outlook. Knowledge of SEC and FINRA rules/regulations, industry practice and how they apply to Firm policies and procedures. Ability to understand the language in offering documents. Knowledge of laws, government regulations, and the legal process.