Investment Funds Regulatory Associate

Recruiter

New York City, NY

Investment Funds Regulatory Associate

Attorney

1-10 yrs required

Full-time

No

A law firm seeks an experienced associate to join its Regulatory Solutions team within the Investment Funds practice group in New York. This is a unique opportunity for a motivated attorney with expertise in the representation of registered and exempt investment advisers, as well as private . and offshore investment funds. The successful candidate will work on cutting-edge regulatory matters, providing strategic guidance to fund sponsors and clients on compliance and operational issues.

Duties:

• Advise fund sponsors on the formation and operation of investment funds, including drafting and reviewing key documents such as private placement memoranda (PPM) and limited partner agreements (LPA).
• Provide regulatory guidance and ensure compliance with the Investment Advisers Act of 1940.
• Review offering materials, organizational documents, and agreements to ensure legal compliance.
• Prepare annual filings for submission to the SEC and respond to SEC examinations.
• Research and prepare detailed memoranda on the regulation and operation of private investment funds.
• Counsel clients on regulatory changes and compliance best practices within the investment funds industry.
• Assist with the negotiation and structuring of fund documentation and other related agreements.
• Support clients with ongoing compliance issues and resolve complex regulatory concerns.
• Work closely with other members of the team to deliver innovative solutions for clients in the investment management space.

Requirements:

• 1-5 years of experience in the Investment Management practice group at a global law firm.
• Extensive experience advising on the formation and operation of investment funds.
• Knowledge of key documents such as PPMs and LPAs.
• Strong understanding of regulatory frameworks, particularly the Investment Advisers Act of 1940.
• Experience preparing and filing reports with the SEC, including annual filings and responding to examinations.
• Solid research skills and ability to produce detailed, well-reasoned memoranda on complex regulatory matters.
• Strong communication skills and ability to articulate complex regulatory issues clearly to clients.
• Proven ability to manage multiple tasks and meet deadlines in a fast-paced environment.

Education:

• Juris Doctor (JD) or Master of Laws (.), or foreign equivalent.
• Strong academic credentials and law school performance.

Certifications:

• Admission to the New York State Bar or eligibility to obtain admission promptly.

Skills:

• Expertise in investment fund formation, operation, and regulatory compliance.
• Strong research and analytical abilities.
• Ability to draft and review complex legal documents related to investment funds.
• Experience with SEC filings and regulatory compliance issues.
• Excellent written and verbal communication skills.
• Ability to work collaboratively within a team and provide guidance to clients.

Benefits:

• Comprehensive health, dental, and vision insurance.
• Retirement plans with employer contributions.
• Generous paid time off and holiday leave.
• Opportunities for professional development and growth within the firm.
• Flexible work arrangements to help maintain a healthy work-life balance.