Support PDF,DOC,DOCX,TXT,XLS,WPD,HTM,HTML fils up to 5MB
Years of Experience
Date Last Verified
WM Senior Fiduciary Administrator 4 - FMS Risk Manager The primary function of the candidate will bd to proactively mitigate operating losses and fiduciary risk exposure within a FMS environment. This position works closely with the FMS Director, Fiduciary Team Managers and team members within the FMS offices. Partners with field investment managers and other WM professionals to develop and expand business. Partners with WM professionals to identify and develop financial planning opportunities. Monitors fiduciary administrators as managing their book according to fiduciary policies and procedures to ensure satisfactory audits and service standards are met. Perform internal audits to verify compliance with established standards and partners directly with Wells Fargo risk partners. Provides fiduciary oversight and answers difficult or complex questions regarding trust taxability, document interpretation and fiduciary risk management. Reviews documents and works with team members to ensure proper documentation for all discretionary requests from clients. Confers directly with clients, WF Partners and Centers of Influence as well as external resources i.e.; accountants, attorneys regarding trust/financial information, reacts accordingly and re-prioritizes if appropriate. Responsible for training FMS team members on all updated policies and procedures. May act as mentor within the organization. May assist in the design and implementation of procedures, controls and guidelines designed to meet policy requirements while creating processes and strategies to enhance the overall effectiveness of the group and client experiences. May provide guidance and direction in absence of FMS Director.
Qualification and Experience
The candidate should have 8+ years of experience in one or a combination of the following: relationship management, financial, trust, or legal industry experience. Ability to develop partnerships and collaborate with other business and functional areas. Ability to implement a solution and communicate, in clear business terms, the benefits of the proposed risk management approach. Ability to make timely and independent judgment decisions while working in a fast-paced and results-driven environment. Ability to review trust agreement documents and ensure bank compliance. Exposure to Wells Fargo Trust operations applications and systems such as: SEI Trust 3000 and TRMS (Trust Money Movement Systems). Strong relationship management skills. Strong risk management and compliance skills. Ability to interact with all levels of an organization. Excellent verbal, written, and interpersonal communication skills. Strong analytical skills with high attention to detail and accuracy. Other Desired Qualifications: Certified Trust and Financial Advisor (CTFA) or Chartered Financial Analyst (CFA) or similar designation. A BS/BA degree or higher (such as MBA/JD/LLM) in business, management, law or trust and wealth management. Ability to effectively work with fiduciary administrators, team leads and Fiduciary Team Managers in a team environment. Ability to provide fiduciary oversight to complex questions regarding trust taxability, document interpretation and fiduciary risk management. Demonstrated working knowledge of fiduciary operational and risk mitigation standards, including the ability to effectively communicate related policies and procedures. Strong PC proficiency. Extensive knowledge of trust, fiduciary law, and federal regulations in a Risk Management Role. Experience working in a Fiduciary Management Services office.
Close Date: 06/29/2018
Job ID: 5410531
Company infoHiring Coordinator