Job Details

ED - Senior Counsel-Regulatory Advisory

Company name

Rabobank, N.A.

Organization Type


Job Type


Date Last Verified

Oct 19, 2020

Valid Through

Feb 01, 2021

Posted on

Sep 12, 2020

Years of Experience

Min 8 yrs required


Chesterfield, MO, United States

Employment Type



Practice Area
Government and Government Relations >> Government and Government Relations
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ED - Senior Counsel-Regulatory Advisory
Responsibilities: Preparing memoranda and written analysis of regulatory requirements with advice tailored to the Bank. Monitoring regulatory developments and providing advice and counsel on legal and regulatory matters involving the Bank and its combined U.S. operations, including CFIUS related issues, Regulation W, Volcker rule, Dodd-Frank Act issues, BHCA issues, and potential new products. Acting as local liaison for non-U.S. requirements applicable to the Bank. Working with internal litigation counsel and external counsel to manage regulatory inquiries and governmental investigations that are regulatory in nature. On an as-needed basis for our U.S. broker-dealer affiliate, reviewing offering and other transaction documents related to securities offering and private placement transactions Supporting Finance and Control department with respect to regulatory reporting (e.g. FR Y-10, FR Y-9, FR Y-7) Communicate legal and regulatory requirements to relevant business teams and stakeholders in a manner that is clear and understandable and presents actionable options to address any legal concerns.

Qualification and Experience

Qualifications: BA, JD Degree, 8+ years' preparing, reviewing, negotiating and processing legal documentation for transactional matters and advising in connection therewith and in connection with foreign banking organization, broker-dealer matters, swap dealer matters and Dodd-Frank related issues. Job Holder must also be a member in good standing in a state where Rabobank regularly conducts business and willingness to obtain licensing in additional jurisdictions, if required. Desirable: JD Degree from top tier law school and work experience in top tier law firm and/or a large sophisticated financial institution. Experience with a foreign banking organization. Ideal candidate will show (i) ability to analyze and summarize regulations and apply analysis to complex transactions independently, (ii) strong advisory skills and (iii) the ability to work with different people as a team. Experience advising on bank regulatory issues, complex structured transaction experience, securities law knowledge, familiarity with CFTC swap regulations and SEC security-based swap regulations; managing different personalities to ensure team-work products are satisfactorily and promptly delivered. Desirable: In-house legal experience and an understanding of the interactions of front and back offices of a bank and FRB Board of Governors rules and regulations.

Additional info

Reference number: JR_00031622

Company info

Hiring Coordinator
Rabobank, N.A.
245 Park Avenue
New York City, NY 10167
Fax: 212-916-7880

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