Job Details

Compliance Counsel

Company name

Organization Type

In-House

Job Type

Attorney

Date Last Verified

Aug 02, 2021

Valid Through

Nov 15, 2021

Posted on

Nov 20, 2020

Years of Experience

Min 2 yrs required

Location

Minneapolis, MN, United States

Employment Type

Full-time

Industry

Legal
Practice Area
Government and Government Relations >> Government and Government Relations
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Profile

Compliance Counsel
Duties: Maintain subject matter expertise of applicable laws and regulations and advise business regarding same. Maintain strong understanding of business operating processes, strategies, products and services. Lead efforts to redesign and maintain a company-wide compliance requirement program. Support business by providing expert advice and influencing changes to processes, procedures, and controls to mitigate compliance risk. Communicate and sometimes lead interactions with regulatory agencies regarding company licensing and examinations. Coordinate with the General Counsel in advising the business on compliance requirement applicability for new products and/or processes and changes in law. Review new/revised operating policies, standards and procedures. Assess operational breakdowns for legal and compliance risk and provide guidance on remediation/recovery plans. Identify trends in data and advise on emerging risks. Provide guidance on event remediation’s as needed, with support from the General Counsel.

Qualification and Experience

Qualifications: JD Degree from accredited law school; 2+ years of experience at a law firm or in an in-house counsel position. Familiarity with UDAAP, GLBA, FCRA, NACHA and related state laws. Certified Regulatory Compliance Manager (CRCM) certification or equivalent. Compliance, audit and/or risk management experience in a highly regulated industry.

Company info

Hiring Coordinator
Foundation Finance Company
7802 Meadow Rock Dr.
Weston, WI 54476

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