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VP, Corporate Counsel - Investment Advisor The candidate will provide counsel and advice to company's US Customer Office and other businesses in the development of new business opportunities and engagement models in the retail investment advisor, insurance, and annuities spaces. J.D. degree is required. Must have 5+ years of professional law experience. Should have admission to a State Bar. Will need to obtain a New Jersey In-House Counsel License. Should have significant firm or in-house legal experience with the rules and regulations governing investment advisors and investment companies and a strong understanding of the financial technology space. Knowledge with the rules and regulations governing broker-dealers is preferable.
Ref. #: 00029