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Recruiter
Partner
Corporate - Securities and Capital Markets
Min 31 yrs required
Los Angeles office of our client seeks capital markets partner with 41 years of experience representing corporate issuers and major investment banks in all aspects of equity capital markets financings, advising clients on compliance. The candidate will advise companies and investment banks on complex capital market transactions, compliance with securities laws and regulations, strategic transactions, and corporate governance matters. Will research complex questions arising under the 1940 Act, the Advisers Act, the Exchange Act, and the rules and releases of the SEC, FINRA. Should have portable book of business. Must have Bar admission.
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