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Years of Experience
Date Last Verified
Regulatory Exam Lead The candidate oversees and implements the Bank's formal examination management program to ensure a consistent approach across the enterprise. This includes working with business lines to manage exam processes such as exam planning, exam responses, meetings with regulators, tracking requests and submissions, reporting, and maintaining an enterprise repository of exam records. Stays informed of regulatory developments in areas of interest to Bank regulators, and helps to identify and resolve potential regulatory issues as they become apparent through the course of regulatory exams. Implements the exam management process, which may include: exam planning; researching exam history and regulatory trends to provide strategic perspectives to business lines and senior management; preparing exam responses and coordinating interviews and meetings; assembling multidisciplinary teams, including subject matter experts and other personnel; preparing briefing books, position papers, or presentations; tracking the status of regulator requests and submissions; monitoring and reporting on exam status, including escalation of potential issues as they become apparent; assisting in the resolution of regulatory issues; and maintaining exam records. Fosters strong relationships with regulators, business lines, and senior management. Develops and fosters relationships with business-line personnel, and collaborates to ensure timely and thorough resolution plan status updates. Keeps informed of regulatory trends. Exercises sound judgment to meet position responsibilities. Manages or performs other tasks or projects as assigned or needed.
Qualification and Experience
The candidate should have a Bachelor's degree, or equivalent work experience. Applicable professional certifications are required. Advanced degree or certifications, including J.D. or MBA, are preferred. Must have 7-10 years of experience in an applicable risk management environment. Advanced knowledge of government and regulatory laws and regulations; and the supervisory oversight exercised by the Office of the Comptroller of the Currency (OCC) and Federal Reserve Bank (FRB) preferred. Thorough knowledge of Bank operations, policies, and procedures desired. Strong presentation skills are a plus.
Job ID: 180017419
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