Job Details

Senior Group Manager Compliance and Control Manager Control Room Surveillance

Company name

THE BANK OF NEW YORK MELLON CORPORATION

Organization Type

In-House

Job Type

Attorney

Date Last Verified

May 21,2019

Valid Through

Sep 03,2019

Posted on

May 16,2019

Years of Experience

3-5 yrs required

Location

New York City, NY, United States

Employment Type

Full-time

Industry

Legal
Practice Area
Finance >> Finance - General
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Senior Group Manager, Compliance and Control (Manager, Control Room & Surveillance)
The candidate will monitor electronic communications for market abuse and employee misconduct by asset class; Monitor voice communications for market abuse and employee misconduct by asset class; Maintain the securities firewalls, market abuse and personal securities trading policies; Maintain the Firm’s Watch and Insider Lists; Review personal, firm and client trades for potential insider trading. Bachelor s degree or the equivalent combination of education and experience is required. MBA, JD or professional certification preferred. Must have 12-15 years of total work experience, with 3-5 years of management experience, preferred. Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.

Additional info

Job Number:1906895, Internal Jobcode: 85168

Company info

Hiring Coordinator
THE BANK OF NEW YORK MELLON CORPORATION
200 Park Avenue
New York City, NY 10166

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