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Attorney - Investment Management The candidate will be drafting and reviewing fund registration statements, shareholder reports, marketing and related materials to ensure compliance with applicable disclosure, legal and regulatory standards. Will be drafting and reviewing fund proxy materials to ensure compliance with applicable disclosure, legal and regulatory standards. Compliance with NYSE requirements, as applicable. Drafting memoranda for fund boards of directors/trustees. Provide legal support for institutional separate accounts and commingled trusts. Provide legal support to Franklin Templetonâ€™s proxy voting processes, including review of conflicts of interest, and foreign substantial shareholder reporting. Special projects as assigned by senior attorneys and/or requested by business clients. Knowledge of, and experience in, the Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Act of 1933 and the Securities Exchange Act of 1934 is needed. Law degree is needed. Membership of a state Bar. Should have 2+ years of experience in securities law practice. Investment management practice is preferred. Knowledge of, and experience in, mutual fund/asset management industry, or financial services generally is essential. Knowledge of NYSE, federal proxy rules, Section 16 and Section 13 requirements and processes is a plus. Excellent verbal and written communication skills with a high degree of attention to detail is needed.
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