Mid-level Securities, Regulatory and Enforcement Associate Attorney

Full-time 6 views

Recruiter

Boston, MA, United States

Mid-level Securities, Regulatory and Enforcement Associate Attorney

Attorney

BCG Attorney Search
Company Review

2-10 yrs required

Full-time

No

Job Overview

A prestigious law firm is seeking a mid-level associate attorney to join its White Collar, Investigations, and Government Enforcement practice group. The focus will be on securities, regulatory, and enforcement matters. The ideal candidate will possess a strong background in securities law and experience with securities litigation and regulatory compliance.

Location

  • Boston, MA

Duties

  • Advise clients on securities laws, focusing on key statutes and regulations.
  • Manage securities litigation cases, defense of enforcement actions, and ensure regulatory compliance.
  • Handle inquiries and investigations from regulatory bodies, including the SEC, DOJ, CFTC, State Attorneys General, State Securities Divisions, and FINRA.
  • Provide counsel on disclosures, insider trading policies, and broker registration requirements.
  • Represent publicly traded companies, brokers, and investment advisors on various securities-related matters.
  • Conduct research, draft legal documents, and provide strategic recommendations for securities law cases.
  • Collaborate with team members, clients, and third parties to coordinate successful case outcomes.
  • Prepare and manage client deliverables and maintain positive client relationships.

Requirements

  • 3-5 years of experience in securities law, particularly within a law firm or regulatory agency.
  • Proven background in securities litigation and regulatory enforcement.
  • Experience handling matters related to SEC, DOJ, CFTC, and FINRA investigations.
  • Strong analytical, research, and writing skills.
  • Excellent business judgment and attention to detail.
  • Demonstrated ability to communicate complex legal issues clearly to clients.
  • Capable of working both collaboratively and independently.

Education

  • Juris Doctor (JD) degree from an accredited law school.

Certifications

  • Licensed to practice law in the State of Massachusetts.

Skills

  • Proficiency in securities regulations and enforcement procedures.
  • Strong organizational and project management abilities.
  • Excellent written and verbal communication skills.
  • Effective problem-solving and conceptual thinking.
  • Ability to influence and persuade through effective communication.
  • High level of initiative and ability to work under pressure.

Benefits

  • Comprehensive benefits package, including:
    • Medical, dental, and vision insurance.
    • 401(k) retirement plan.
    • Short-term and long-term disability insurance.
    • Life insurance.
    • Paid time off and holidays.
    • Discretionary bonuses.
  • Equal opportunity employer committed to diversity and inclusion.

Legal

BCG Attorney Search

Nov 17, 2024
Oct 18, 2024

The #1 legal job board in the United States year after year after year!

Tell us where to send your access instructions: