Job Details

Counsel

Company name

Cetera Financial Group, Inc

Organization Type

In-House

Job Type

Attorney

Date Last Verified

May 16,2019

Valid Through

Aug 29,2019

Posted on

Feb 08,2019

Years of Experience

1-3 yrs required

Location

El Segundo, CA, United States

Employment Type

Full-time

Industry

Legal
Practice Area
Corporate >> Corporate - General
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Counsel
Responsibilities will include: Advise internal customer service and operation departments regarding estates of decedents, powers of attorney, trusts, beneficiary designations, and similar legal questions related to customer accounts and Cetera operations; Review and refine, or develop, customer-facing forms, disclosures and agreements related to Cetera’s business; Partner with senior department lawyers to research and deliver high-quality and timely legal advice to internal business partners and senior management related to broker-dealer and investment adviser regulatory and general corporate matters; Participate as the Legal Department representative on Cetera project teams and governance committees as assigned; Legal research and analysis of a variety of complex legal and business issues; Document review, drafting, and negotiating, including contracts and third-party correspondence; Develop and maintain current knowledge of regulatory developments; Other duties as assigned.

Qualification and Experience

The candidate should have JD degree with a strong academic background. Should have 1-3 years of experience at a law firm, securities regulatory agency, or in-house legal department. Demonstrated excellent oral and written communication, analytical, research, and strategic thinking skills to effectively communicate issues and recommendations at all levels of the Company. Familiarity with, or the desire to learn, the laws, regulations, and business operations of a retail broker-dealer and investment adviser. Ability to work independently and accept a high degree of accountability. Ability to analyze complex matters while providing simple, actionable advice. Team and service orientation. Strong legal research skills. Strong work ethic. Sound judgment and problem-solving skills. Strong organizational and time-management skills. Admission to the California bar, or registration as or ability to register as in-house counsel in California.

Additional info

Ref - (19011)

Company info

Hiring Coordinator
Cetera Financial Group, Inc
200 North Sepulveda Boulevard
Suite 1200
El Segundo, CA 90245

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