Capital Markets / Securities Associate

Full-time 10 views

Recruiter

Charlotte, NC, United States

Capital Markets / Securities Associate

Attorney

BCG Attorney Search
Company Review

1-6 yrs required

Full-time

No

Job Overview:
A distinguished law firm is seeking a Capital Markets/Securities Associate to join its Charlotte office. This role involves working closely with senior leadership of both public and private issuer clients, as well as investor clients, on a diverse range of securities offerings and compliance matters. The position offers a dynamic environment for handling high-level securities regulation, corporate governance, and business matters.

Location:

  • Charlotte, North Carolina

Duties:

  • Collaborate with senior leadership on securities offerings and compliance
  • Manage SEC reporting and public/private offerings of securities
  • Handle securities regulation issues and corporate governance
  • Advise clients on regulatory compliance and SEC reporting, including proxy statements and quarterly/annual reports
  • Assist with capital markets transactions such as registered and Rule 144A/Reg S offerings, convertible debt offerings, PIPE transactions, and initial public offerings

Requirements:

  • 2-3 years of experience in a large law firm with a public company reporting or capital markets practice
  • Excellent academic record
  • Strong communication skills

Preferred Experience:

  • Advising clients in capital markets transactions (investment grade and high-yield debt, equity offerings, private placements)
  • Experience with SEC reporting, including NYSE and Nasdaq rules

Education:

  • Juris Doctor (JD) degree or equivalent

Certifications:

  • Admission to the North Carolina State Bar (preferred)

Skills:

  • Strong analytical and legal research skills
  • Proficiency in handling complex securities and capital markets matters
  • Effective communication and interpersonal skills

Benefits:

  • Health and wellness programs including multiple health insurance plans, dental, vision, and telehealth services
  • Financial security benefits such as pension plans, life insurance, and financial wellness programs
  • Work-life balance initiatives including parental leave, holiday/vacation pay, and wellness programs
  • Relocation and bar support, including reimbursement of relocation expenses and bar application costs

Legal

BCG Attorney Search

Mar 12, 2025
Feb 10, 2025

The #1 legal job board in the United States year after year after year!

Tell us where to send your access instructions: