Job Details

General Counsel

Company name

Carson Group Holdings, LLC.

Organization Type

In-House

Job Type

Attorney

Date Last Verified

Jul 14, 2020

Valid Through

Oct 27, 2020

Posted on

May 07, 2020

Years of Experience

Min 1 yrs required

Location

Omaha, NE, United States

Employment Type

Full-time

Industry

Legal
Practice Area
Corporate >> Corporate - General
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Profile

General Counsel
Duties: Advise executives, senior leadership, and the board on various matters such as legal rights, and new and existing laws. Lead legal aspects of transactions, including negotiating, drafting, and due diligence / risk identification. Draft, review and update agreements, documents, and materials for products and/or services offered by all entities. Serve as counsel on general legal matters, retaining and managing outside counsel when necessary. Support Executive Board with key client and regulatory issues. Manage all legal matters for the organization. Maintain knowledge of the organization’s operations and legal documents. Conduct legal research and reviewing the company’s litigation strategy pertaining to legal actions. Create new entities and manage the organization’s intellectual property.

Qualification and Experience

Qualifications: Proven general counseling experience in a business environment. Experience with corporate governance issues and the ability to work across business units and functions. Demonstrated leadership, problem-solving, and project management skills, judgment and character. Ability to make prudent legal decisions. Ability to develop legal strategy and objectives. Excellent verbal and written communication skills. Proficient understanding of business sensitivities and confidentiality. Team player with outstanding advocacy and people skills. Preferred: JD Degree required. 10+ years’ experience at a law firm, securities regulator and/or in-house legal department at a large broker-dealer or other financial services company. Experience in the investment management and securities brokerage industries, as well as familiarity with key regulations such as the Securities Act and Securities Exchange Act, Investment Advisers Act of 1940, Investment Company Act and FINRA regulations.

Company info

Hiring Coordinator
Carson Group Holdings, LLC.
13321 California Street 100
Omaha, NE 68514

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