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Public Interest
Attorney
Data Privacy
Qualification and Experience
Bachelor’s degree or equivalent relevant experience required; advanced degree or law degree, preferred. Expert knowledge of relevant FINRA rules and the federal securities laws and demonstrated investigative experience. Expert knowledge of the securities markets and member firm operations and its books and records. Highly advanced written and verbal communications skills. Highly advanced ability to initiate and complete high quality reviews and investigations independently, including an ability to work quickly on multiple time-sensitive matters. Highly advanced organizational skills with exceptional attention to detail. Expert proficiency using computer programs with the full suite of Office software applications. Highly effective at building and managing relationships.
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