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Organization TypePublic Interest
Date Last Verified
ProfileExamination Manager, Financial Operations
Qualification and Experience
Requirements: Bachelor's Degree or an equivalent combination of education and experience required. Major in Accounting, Finance, Economics, Business Administration or related fields preferred. MBA, JD, other graduate degree and/or relevant industry certification(s) preferred. Significant securities, compliance or financial regulatory experience. Moderate experience managing projects and/or people. Knowledge Requirements: Advanced knowledge of risk fundamentals. Advanced knowledge of securities rules and regulations. Advanced knowledge of firm business models, business lines, customer bases, products and services. Advanced knowledge of rule changes and interpretations. Advanced knowledge of industry wide events and trends affecting exam program. Advanced knowledge of departments and their mandates.
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