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ProfileGlendale office of a BCG Attorney Search Top Ranked Law Firm seeks senior attorney with 6-8 years of securities and corporate transactional law experience. The candidate will be servicing the clients, including investment advisers, broker-dealers, private fund advisers, investment companies, corporations and individuals. Will be instrumental in advising on business M&A transitions, contract negotiations, financial industry regulatory compliance, regulatory exams and providing general corporate strategic advisement. Strong knowledge of regulations governing the financial industry is required as is experience on corporate law matters and assisting with mergers and acquisitions, regulatory exams and corporate strategic advisement. Experience in real estate, intellectual property and employment labor law is an additional plus. Must preferable be admitted to either the CA, TX, AZ or NV Bar. Experience in SEC and FINRA regulatory matters is preferred. Knowledge of corporate law matters is required. Knowledge of the Investment Advisers Act of 1940, FINRA Rules, and the Investment Company Act of 1940 essential. Must have strong contract law experience; succession planning and business transition experience a plus. Hedge fund, real estate fund and private equity fund formation experience is highly desirable. Corporate law, regulatory compliance experience and mergers and acquisition experience required. Real estate, intellectual property and employment labor law experience a plus.
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