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Organization TypeLaw Firm
Years of Experience
Paralegal/Legal Assistant Duties: Help investment advisers deal with employment issues and regulatory matters. On-the-job training; Heavy client contact, legal research and document drafting; Leading Investment Advisers and their representatives through the SEC and/or state registration process; Completing required regulatory annual filings; Creating and/or revising Investment Adviser disclosure documents, advisory agreements, and compliance documents; Reviewing marketing materials for compliance with applicable regulations; Reviewing and/or drafting employment agreements; Formation of legal entities; Travel during portions of the year.
Qualification and Experience
Qualifications: Bachelorâ€™s Degree (English Major or Business Major, a plus) and/or Paralegal Certificate from an ABA Certified program. 1 â€“2 yearsâ€™ experience in the securities industry preferred. Expertise in the Microsoft Office Suite. Strong attention to detail, responsiveness and ability to take initiative. Ability to prioritize and handle numerous competing demands in a high-volume, fast-paced work environment with frequent urgent deadlines. Ability to work independently or as a team member, and manage projects and time efficiently. Should possess a professional manner and judgment to enable a good working relationship with clients and co-workers. Excellent communication, organizational and interpersonal skills.
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Company infoHiring Coordinator