Job Details

Risk Management Associate Director

Company name

The Depository Trust & Clearing Corporation (DTCC)

Organization Type

In-House

Job Type

Legal Staff

Date Last Verified

Jun 13,2019

Valid Through

Sep 26,2019

Posted on

Apr 06,2019

Years of Experience

5-7 yrs required

Location

Jersey City, NJ, United States

Employment Type

Full-time

Industry

Legal
Practice Area
Finance >> Finance - Banking
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Risk Management Associate Director
The candidate will be responsible to coordinate and assist with review of data and narrative responses related to regulatory requests to ensure accuracy, consistency, and timely submissions to regulators. Maintain repository of regulatory requests, response documentation, meeting materials, and examination findings. Assist subject matter experts in preparation for regulatory meetings and review of meeting materials. Attend regulatory meetings and prepare meeting summaries identifying issue trends for reporting to senior management. Collect regulatory and internal audit data and metrics, with a significant amount of project analysis and reporting tasks. Work with various stakeholders to create, document, and evaluate action plans and remediation actions. Partner with management and various business units on initiatives to enhance enterprise-wide regulatory compliance. Mitigate risk by following established procedures and monitoring controls, spotting key errors and demonstrating strong ethical behavior.

Qualification and Experience

The candidate must have 5-7 years of related experience in financial services, preferably including work experience at a US regulator, US federal or state banking agency, or in a bank or bank holding company's finance, risk control, compliance, legal, or internal audit department. Bachelor's degree is required. Master’s degree, Juris Doctor, or Paralegal certification are a plus.

Additional info

REF-190501

Company info

Hiring Coordinator
The Depository Trust & Clearing Corporation (DTCC)
570 Washington Blvd
Jersey City, NJ 07310

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