Job Details

Corporate - Securities and Capital Markets Attorney in Collegeville, PA

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Company name

FIS Company

Organization Type

In-House

Job Type

Attorney

Practice Area

Corporate - Securities and Capital Markets

Years of Experience

Min 5 yrs required

Location

Collegeville, PA

Date Last Verified

Mar 30,2018

Posted on

Jan 12,2018

23 hits

Profile

Attorney, In-House Counsel The candidate will provide legal support and counsel to a fast-paced Broker-Dealer and related Global Trading business on SEC and FINRA regulatory matters and a wide variety of contract negotiations. Provide legal advice and support in connection with the negotiation, drafting, interpretation, and renewal of clearing, execution, portal, referral, soft dollar and other agreements. Provide legal advice and support to the compliance staff of the company’s U.S. broker-dealer on regulatory and compliance matters, including the preparation or review of written submissions by the firm in connection with regulatory examinations and inquiries. Provide legal advice and support to the company’s SGN connectivity, Valdi order management, and Front Arena businesses; principally in connection with the negotiation, drafting, interpretation, and renewal of software license, hosting and support agreements. Other legal services as may be assigned from time-to-time as required to support the business. Juris Doctor from an ABA accredited law school and 5+ years of experience in the practice of law, preferably including at a prominent law firm required. Currently licensed to practice law in the U.S. required. Excellent academic credentials required. Prior experience: advising broker-dealers on contract, regulatory, and compliance issues; negotiating and drafting complex software license agreements required. Strong drafting skills, good judgment, and team player required.

Additional info

Job ID #: JR27970

Company info

Hiring Coordinator
FIS Company
200 Campus Drive
Collegeville, PA 19426