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Date Last Verified
Years of Experience
ProfileInsurance Services and Products Attorney
Qualification and Experience
The candidate should have Law degree (J.D. or equivalent) and Bar admission required with preferably 6 years of relevant legal experience and strong record of in-house success. Subject matter expertise in at least some of the following areas: state insurance law and regulations regarding group insurance and annuities, institutional distribution arrangements including FINRA regulations and requirements, employee benefits and retirement funding, ERISA, licensing, and SEC-registered insurance products (familiarity with the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, and the Securities Exchange Act of 1934 is highly desirable). Ability to handle straight-forward legal matters with minimal oversight and more complex matters with supervision while escalating significant issues in a timely fashion. Sound judgment, a high degree of professionalism, an ability to prioritize and adhere to deadlines. Communicates clearly, concisely and persuasively with a variety of internal stakeholders (corporate business partners, team members, functional colleagues, etc.), works collaboratively and builds effective partnerships.