Director, Assistant General Counsel – Corporate and Securities

Full-time 3 views
Company 3M Global Location Maplewood, MN, United States



Min 10 yrs required



Aug 12, 2022

Nov 25, 2022

Jul 01, 2022


Director, Assistant General Counsel – Corporate and Securities
Duties: Counseling in the area of SEC rules and regulations applicable to: the 1934 Act periodic and current reporting (including disclosure committee; CEO/CFO certification processes); Section 16 and other insider trading compliance; Investor Relations (including Reg FD; earnings; investor meetings); proxy solicitation (including proxy statement; shareholder proposals; proxy advisors); annual shareholder meeting; the 1933 Act registration statements (WKSI S-3 shelf; S-4; S-8); and emerging areas such as ESG regulatory disclosures. Working closely with the Corporate Secretary in corporate governance, including supporting the Board of Directors and its committees in discharging their oversight responsibilities; conducting key shareholder outreach; meeting the NYSE continued listing and governance requirements; and assisting with global legal entity management. Advising the Treasury function in all corporate finance and capital market activities, including corporate bond offerings; credit facilities; global banking arrangements; and ISDA swap transactions. As a subject matter expert in general corporate and federal securities laws and regulations, acting as an internal resource for our Legal Affairs colleagues in their service to enterprise-wide business and functional groups.

Qualification and Experience

Qualifications: Juris Doctor degree (completed and verified prior to start) from an accredited law school and member of a United States Bar in good standing. Should have 10 years of securities law practice in a corporate in-house or law firm environment, with a thorough understanding of federal securities laws as applied to a complex multi-industry setting. Must have 5 years of corporate secretary or assistant corporate secretary responsibilities at a sophisticated public company. Familiarity with and developing tools and applications in SharePoint or MS Teams or similar collaboration tools. Solid project management skills and excellent writing ability, including experience in developing training materials, tools, and resources for legal and business audiences. Strong communication skills with the ability to explain complex legal issues to non-lawyers. Proven ability to work collaboratively across multiple corporate functions (e.g., Treasury, Finance, External Reporting, Tax, IR, Audit, Environmental Stewardship, Communications) while building strong personal relationships with a variety of stakeholders and inspiring trust in them.

Additional info

Requisition ID: R01090058

Company info

Hiring Coordinator
3M Global
2501 Hudson Rd
Maplewood, MN 55144

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