Job Details


Company name

Intercontinental Exchange, Inc

Organization Type


Job Type


Date Last Verified

May 20,2019

Valid Through

Sep 02,2019

Posted on

May 16,2019

Years of Experience

Min 5 yrs required


New York City, NY, United States

Employment Type



Practice Area
Government and Government Relations >> Government and Government Relations
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Responsibilities: Provide legal and regulatory guidance to business units on application of exchange rules and federal securities laws, primarily with respect to equities and options trading. Research, analysis and written work product regarding SEC and self-regulatory organization (SRO) rules, including drafting SRO rules and comment letters in response to SEC proposed rules. Provide legal advice to business related to broker-dealer regulation. Work with operations and compliance to provide legal guidance on daily events that may implicate SEC and exchange rules. Interact with SEC staff as appropriate, including during exams and in response to inquiries. Assist with special projects, as needed.

Qualification and Experience

Qualifications: Member of New York State Bar. 5+ years' relevant legal experience. Strong communications skills to work with internal business groups and regulatory attorneys. Strong writing skills. Ability to work independently and as a part of a team. Strong knowledge of securities laws. Broker-dealer experience a plus. Knowledge of equity and options market structure a plus. Experience dealing with regulators and compliance personnel a plus.

Additional info

Ref. 19000552

Company info

Hiring Coordinator
Intercontinental Exchange, Inc
11 Wall Street
New York City, NY 10005

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