Search using our robust engine. Get the recommendations you need to get ahead.
Browse through our expansive list of legal practice areas.
Work where you are or where you would like to be. Find where you will work with LawCrossing.
Use our marketplace to feature your opportunity
Start your search today
Set up your account and manage your company profile on LawCrossing
Look through and compare company profiles
Learn from the legal expert
Discover salaries and the scope of your next job
LawCrossing Works Read Testimonials and Share your Story
Carrot Peelers, Sales, Personality and Your Job Search
In-House
Attorney
Corporate - M&A
Min 3 yrs required
Associate Counsel The candidate will be participating in the board book production process, attending client board meetings and preparing minutes from those meetings. Responsibilities also include preparing regulatory filings for both 1940 Act registered products, 1933/1934 Act registered products and related CFTC filings. Assistant Counsel will track regulatory changes, participate in senior level regulatory development meetings and participate in business initiatives to address regulatory changes. Client Servicing/Product Support Assistant Counsel will have day to day responsibility for several client relationships and provide corporate secretary and regulatory support to a variety of funds and clients. Prepare board and committee meeting materials. Attend board and committee meetings, take minutes and make presentations, such as providing regulatory updates. Prepare regulatory filings, including registration statements, supplements, proxy statements and filings associated with financial statements. Work with Counsel and/or Senior Counsel as principal legal liaison with senior level client officers, fund counsel, funds Trustees and auditors. Track regulatory changes and collaborate with team members in addressing how those changes impact clients and our product offering Risk and Control Utilize department procedures and controls, for example, regulatory calendars, production calendars, recurring board agenda and regulatory tracking matrix, as a means of maintaining a risk aware product environment. Continue to strengthen knowledge of and experience of federal securities laws with a focus on the Investment Company Act, the Investment Advisers Acts, and other laws, rules and regulations impacting our clients, to ensure that current regulatory requirements are being addressed and that CSLA services are not exposed to unnecessary regulatory or reputational risk. Analyze proposed and final rule changes and prepare summaries and analyses for internal and external use. Contribute to all hiring decisions within CSLA. Direct regulatory training initiatives across Service Delivery division. Lead cross departmental regulatory initiatives to address regulatory changes and resulting product solutions. Participate in and contribute to internal senior level regulatory initiative committees. Represent Investment Company Institute committees and participate on committee panels.
Qualification and Experience
The candidate should have JD. Should have MA Bar admission. Prior mutual fund experience or related securities law experience. 3 + years direct experience mutual fund experience highly preferred. Excellent written and oral communication skills. Analytical ability. Ability to work well with others in team atmosphere.
Ref: 45239
Sign Up Now