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Investment Management Associate Attorney

BCG Attorney Search Mar 14,2023 Jun 14,2022 Location USA Milwaukee WI
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Attorney

Corporate - Asset/Investment Management

Corporate - General

2-10 yrs required

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Milwaukee office of a BCG Attorney Search Top Ranked Law Firm seeks an investment management associate attorney with 3+ years of legal practicing experience at a law firm, financial institution, government agency, insurance company, regulator, or self-regulatory organization with demonstrated financial services experience. The candidate will advise regarding federal securities laws and forms, including the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Will serve in the preparation and review of regulatory filings for investment company and investment adviser clients. Understanding of corporate law and proficiency in drafting basic corporate documents. Provide support to the investment company board of directors and coordination with investment company service providers. Preparation of client updates on new regulatory and legal developments. Analysis, critical thought, research, technical writing, and client correspondence. Participate in new client development and marketing activities. Should have experience in an investment company, investment adviser, or broker-dealer representation, such as knowledge of the Investment Advisers Act of 1940, the Investment Company Act of 1940, FINRA regulations, the Securities Act of 1933, and the Securities Exchange Act of 1934. Must have familiarity with contacting state, federal or self-regulatory organization regulators. Must be admitted to practice or eligible for admission to practice in the State of Wisconsin.

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