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Years of Experience
Compliance Manager IV - Antitrust / Anti-Competitive Behavior Compliance Officer The candidate will develop a comprehensive ACB Program for Wholesale Banking that includes Policies, Standards, Procedures, Training, and Risk Assessments. Will design monitoring and surveillance, testing, red flags identification and management reporting at the Wholesale level. Work with the lines of business to implement the ACB Program at the respective business lines levels. Adopt industry best practices and meet in all material respects the Department of Justice sentencing mitigation standards for ACB. Liaise with Law Department, Proponent, Internal Audit, Testing & Validation, Regions/International and line of business compliance program leaders in developing and implementing the Program.
Qualification and Experience
The candidate should have a J.D. degree. Must have 10+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both OR 10+ years of IT systems security, business process management or financial services industry experience, of which 5+ years must include direct experience in compliance, operational risk management, or a combination of both. Should also have 5+ years of management experience. Prior experience with ACB, U.S. Sherman and Clayton Antitrust laws with a focus on applicability to financial services activities is desired. Prior experience implementing an ACB Program at another financial institution is an asset.
Application Deadline: December 14, 2017.
Job ID: 5373793
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