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Years of Experience
ProfileSanta Fe office of our client seeks attorney with 3+ years of legal experience. The candidate will work on securities and corporate law matters. Will serve in the preparation and review of mutual fund registration statements and other regulatory filings; the preparation and review of compliance policies and procedures. Advice respecting securities law and corporate governance issues; and the preparation, review, and negotiation of various contracts. Must be licensed to practice law in New Mexico, or be willing to obtain such a license. Experience with the Investment Company Act of 1940 and other federal securities laws is a plus.
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