Investment Management and Securities Attorney

Full-time 9 views
Company BCG Attorney Search Location Lawrenceville, NJ, United States



Min 2 yrs required



Jul 02, 2022


Lawrenceville office of a BCG Attorney Search Top Ranked Law Firm seeks an investment management and securities attorney with 3+ years of related legal experience. Prior role as a law firm associate and/or with in-house compliance or legal department; work experience focused on RIA and financial services business is required. The candidate will monitor, identify, and advise clients on regulatory changes. Handle a wide range of matters related to investment adviser and broker-dealer regulatory and compliance topics. Provide compliance and regulatory support and guidance to a large and diverse investment advisory client base. Provide guidance on a full range of issues associated with investment advisers, hedge funds, and broker-dealers including regulatory/compliance matters, investment vehicles, and industry best practices. Draft review and or revise advisory agreements and provide support on practical business matters. Provide prompt and professional service. Must be a member of the New Jersey Bar.

Company info

BCG Attorney Search

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