Job Details

Principal Counsel

Company name

FINRA.

Organization Type

Public Interest

Job Type

Attorney

Date Last Verified

May 07,2019

Valid Through

Aug 20,2019

Posted on

Apr 02,2019

Years of Experience

Min 6 yrs required

Location

Los Angeles, CA, United States

Employment Type

Full-time

Industry

Legal
Practice Area
Government and Government Relations >> Government and Government Relations
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Principal Counsel
Duties: Resolve all types of Enforcement matters based on objective and complete assessment of the facts and law. Work independently and with minimal supervision on matters involving common rule violations; take a leading role in matters that involve the highest levels of complexity, urgency or risk. Partner with investigative staff to fully and efficiently develop the record, including by planning and conducting on-the-record testimony. Conduct legal research and provide legal advice to investigative and legal staff. Recommend fair and effective outcomes by assessing the evidence and applying a well-reasoned legal analysis to the case. Draft clear and effective advocacy documents. Demonstrate effective oral advocacy during settlement negotiations and case discussions. For cases involving common rule violations, play a leading role in determining litigation strategy and preparing cases for litigation. Participate in litigation, including by conducting witness examinations, arguing motions, and delivering opening and closing statements.

Qualification and Experience

Qualifications: Law degree and admission to the Bar. 6+ years of relevant legal experience in a regulatory or legal environment. Excellent oral and written communication and litigation skills. Excellent interpersonal skills.

Additional info

Job Number: 007424. Send a cover letter and resume. A writing sample may be required as part of the submission.

Company info

Hiring Coordinator
FINRA.
300 South Grand Avenue
16th Floor
Los Angeles, CA 90071

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