Job Details

Fixed Income Investment Offering Document Review Analyst

Company name

PGIM, Inc.

Organization Type


Job Type

Legal Staff

Date Last Verified

Apr 17,2019

Valid Through

Jul 31,2019

Posted on

Feb 12,2019

Years of Experience

Min 1 yrs required


Newark, NJ, United States

Employment Type



Practice Area
Corporate >> Corporate - Investment Company Act
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Fixed Income - Investment Offering Document Review Analyst
Duties: Review offering documents for trades in the primary and secondary markets. Interpret offering documents and other relevant security information for the appropriate ERISA analysis of securities. Perform various pre-trade checks regarding affiliate involvement and regulatory guidelines; provide approvals for trading, as appropriate, within tight timeframes. Perform post-trade checks to review final prospectus for changes; escalate potential issues prior to settlement date. Review and approve language related to commercial paper programs and purchases. Maximize the use of technology to ensure an efficient and auditable workstream. Keep abreast of regulatory changes; analyze potential process and technology changes resulting from regulatory changes. Perform ad-hoc analysis for portfolio managers, as requested. Participate in large-scale projects as determined by the Management team. Exposure to all investment products within Fixed Income. Daily interaction and collaboration with other business groups, globally, including Portfolio Management, Legal, Compliance, Client Services, and Data Integrity. Develop a foundation of skills and knowledge for future advancement within Fixed Income.

Qualification and Experience

Qualifications: Bachelor’s degree or higher-level qualification with a demonstrated record of academic achievement. Paralegal experience in asset management or Paralegal certificate preferred. Experience working within the asset management industry, with a strong knowledge of investment products and policies. Data integrity experience and operational controls mindset. Demonstrate comfort working with large volumes of data and information. Ability to interpret offering documents and other relevant security information for the appropriate ERISA analysis of securities. Strong Microsoft Office knowledge, strong technology skills.

Additional info

Ref. PGI0008D

Company info

Hiring Coordinator
PGIM, Inc.
655 Broad St
Newark, NJ 07102

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