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Carrot Peelers, Sales, Personality and Your Job Search
In-House
Attorney
Corporate - Securities and Capital Markets
Min 5 yrs required
VP, Assistant General Counsel- US Prime Brokerage and Equity Finance Duties: Managing actual and potential litigation and enforcement matters, including internal reviews and investigations related to such matters. Advising on products and services, including contract negotiation and documentation. Advising on offering and marketing documents and new business initiatives. Managing dispute resolution. Interpreting existing laws, rules and regulations, and advising on changes thereto. Advising on advocacy in connection with contemplated and proposed laws, rules and regulations, and. Providing legal advice to the board of directors, the business and functions. Legal selects, engages and manages outside counsel for the firm on all matters in which outside counsel is engaged.
Qualification and Experience
Qualifications: JD Degree or educational equivalent required. 5+ years’ experience with a major law firm (or equivalent in-house experience). Must have 5+ years of experience practicing law post-JD Degree. Must be in compliance with all relevant licensing requirements including the requirements of the jurisdiction where the role will be located prior to commencement of employment. Must successfully complete a conflicts of interest clearance review prior to commencement of employment. Familiarity with law and regulation relating to UCC, SEC customer protection and regulatory capital, Reg SHO, SIPA, bank regulation, hedge funds, and bankruptcy laws. Experience negotiating trading agreements, especially prime brokerage agreements, control agreements, and/or stock loan agreements helpful; experience with ISDA, master confirms, and repo master agreements also would be a plus. Excellent drafting and analytical skills. Strong interpersonal skills; ability to develop and maintain internal and external client relationships. Apply Before: 06/30/2020, 10:59 PM
Ref. 200014884
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