Job Details

Regulatory Analyst

Company name

Wellington Management Company, LLP

Organization Type

In-House

Job Type

Legal Staff

Years of Experience

Min 1 yrs required

Location

Boston, MA

Posted on

Nov 15,2017
Practice Area
Corporate >> Corporate - Private Equity
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Regulatory Analyst The candidate will develop expertise in legal and regulatory issues related to the company’s Funds and serve as the primary point of contact for internal business teams seeking legal and regulatory support. Will launch new private funds (in various forms domiciled in various jurisdictions). Negotiate distribution agreements, coordinate fund registration, and other ongoing support for fund distribution arrangements in Latin America and globally. Maintain existing funds (including disclosure documentation, service provider documentation and onboarding issues). Synthesize and organize information and create reference tools for ongoing use by the Regulatory Analyst team. Collaborate with other Regulatory Analysts, lawyers and compliance personnel located in Boston, London and Hong Kong on various projects and assignments.

Qualification and Experience

The Candidate should have Investment Advisory experience at another Asset Manager. Should have JD Degree or be a Paralegal. Must have experience in a compliance, legal and/or regulatory role at an asset manager. Should have experience of reviewing, negotiating and preparing various legal documents necessary for Fund Formation. Proficient in use of MS Word and Excel with the ability to learn various internal and external systems and databases that support the Legal and Compliance Group is plus. Familiarity with the rules and regulations governing the asset management business, global capital markets, and fund sponsors, as well as an understanding of fiduciary principles is preferred.

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