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Senior Paralegal - Investment Management The candidate will provide a high level of quality legal assistant blue sky research and filing service. Prepare and submit various SEC and blue sky filings related to private placements of securities, assist clients with various corporate and securities related substantive issuesâ€™ including discussions with the Blue Sky Attorney to ensure the information to be provided to the client is accurate. Complete all of his or her assigned filings and provide the status of the filings to the Legal Assistant Manager. Under the supervision of the Legal Assistant Manager and Blue Sky Attorney, training the Legal Assistants as to how to incorporate Form D and blue sky filings on the client management system, and training legal assistants as to how to make EDGAR filings. Report to the Legal Assistant Manager. Interact daily with attorneys, legal assistants, administrative staff, clients, vendors, peers and other members of Firm management. Assist clients with name searches, formations, qualifications, amendments, and cancellations of various entities with an emphasis on Limited Partnerships and Limited Liability Companies. Apply for EDGAR codes on behalf of the funds and clients. Apply for Employer Identification Numbers and file various IRS forms on behalf of our clients. Monitor NYS Legislation to keep aware of the latest changes to statutes and/or bills that would affect practice or clients. Monitor Rule 506 legal research conducted by the legal assistants on a monthly basis for all states. Be responsible for the timely filing of all Forms D and blue sky filings for clients. Should have 5+ years in a law firm environment. Bachelors Degree or comparable work experience is essential.
Job ID: 2011
Company infoHiring Coordinator