Job Details

Law Student - Public Interest in Kansas City, MO **

This job is expired...

Company name


Organization Type

Public Interest

Job Type

Law Student


Kansas City, MO

Date Last Verified

Jan 29,2018

Posted on

Jan 09,2018

16 hits


Graduate/Undergraduate Intern - Member Regulation Sales Practice Duties: Assist examiners in preparing for examinations of member firms and analyze relevant data provided by member firms to ensure compliance with SEC rules and regulations. Conduct research related to registered representatives’ activities, other businesses, financial background, etc. Perform analysis of large amounts of data through work within Excel to determine potential sales practice concerns. Conduct risk reviews of member firms and registered representatives in conjunction with regulatory programs. Special projects as needed.

Qualification and Experience

Requirements: Working toward a Bachelor or Master degree with an emphasis in Finance, Accounting or Economics. Course work related to and/or an understanding of the securities industry and the Securities Exchange Act of 1934 preferred. Only candidates entering their third or fourth year of undergraduate studies or pursuing graduate studies will be considered. Some internship positions may require law students to be entering their final year of study. Work experience in a financial, brokerage or investment environment is a plus. Strong work ethic, positive attitude and professional demeanor. Effective communication, time management, writing and organizational skills. Ability to work with others to meet deadlines. Ability to perform multiple tasks efficiently and accurately.

Additional info

Job Number: 006357

Company info

Hiring Coordinator
12 Wyandotte Plaza
120 West 12th Street , Suite 900
Kansas City, MO 64105