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Carrot Peelers, Sales, Personality and Your Job Search
In-House
Attorney
Corporate - General
Min 10 yrs required
Vice President, Compliance-FI The candidate will reports to the Chief Compliance Officer of PGIM Fixed Income. Will lead the investment guideline monitoring team which is a critical unit that monitors accounts by completing trade compliance monitoring using BlackRock's Aladdin compliance system. Has significant visibility with senior management and direct interaction with portfolio management, Client Services and operations. Responsibilities are dynamic: Working with Client Services, onboarding and the legal team to review contractual guidelines for both current and prospective clients; Confirming that client’s desired investment guidelines can be translated into systemic or manual controls; Managing and training staff in BlackRock's various Aladdin applications, trade flow process and data environment; Leading projects to improve Guideline process and scalability; Overseeing over the translation and coding of compliance rules into the system; Recommending rule and system enhancements; Recommending operational efficiencies; Supporting internal and external audits; Coordinating fixed income guideline activities with staff in international locations; Supervising client certifications and ad hoc reporting obligations; and Overseeing trade error analysis, resolution, documentation, and internal reporting.
Qualification and Experience
The candidate should have Bachelor's degree, advanced degree MBA, J.D. or professional designation (such as a CFA) is a plus, Should have 10+ years of fixed income instruments and technology experience; Strong Knowledge of BlackRock's Aladdin system, and BlackRock Query language; Advanced degree MBA, J.D. degree or professional designation (such as a CFA) is a plus, Strong written and verbal communication skills; Excellent time management skills with attention to detail; Strong Knowledge of BlackRock's Aladdin system, and BlackRock Query language; Strong written and verbal communication skills; Excellent time management skills with attention to detail.
Ref : 00032
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