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Years of Experience
Date Last Verified
Staff Attorney The candidate will be responsible for general business advice and counseling work, including: product distribution; agent programs; agent licensing, including securities licensing; broker-dealer and insurance operations; insurance products, including life and retirement products; claims; marketing, policy administration; underwriting/risk management; and regulatory compliance. Litigation / disputes work includes: consumer disputes; inquiries and examinations by agencies and regulators, including insurance departments and FINRA; and working with corporate litigation division on disputes relating to the operations of the business. Provide legal support for the Insurance Operations group and business clients, which includes collaborating with other areas of firm Law and Regulation Department. Work with firm’s distribution partners and Registered Representatives. Provide legal support for firm’s broker-dealers. Conduct and analyze legal research; identify issues, and provides counsel to business clients. Draft and review communications and agreements. Provide counsel to business clients on day to day issues. Monitor and review new laws, regulations, and case law; identify and summarize relevant issues; and proactively provide advice and counsel to business unit on the impact of new laws on business. Must have Juris Doctorate degree and a license to practice law in Nebraska. Should have 3 years of related experience, including experience with SEC, FINRA, broker-dealer or insurance matters. Relevant experience with a reputable law firm or an in-house legal department for a mid- to large-sized organization is required.
Job ID : 96287
Company infoHiring Coordinator